BOK Financial Advisors can accept commissions for its investment advisory services. Securities, insurance and advisory services offered through BOK Financial Securities, Inc., member FINRA/SIPC and a subsidiary of BOK Financial Corporation. The Registered Agent on file for this company is Frederic Dorwart and is located at 124 E 4th St, Tulsa, OK 74103-5010. BOK Financial Profile: Locations, Contact Info, Reviews. BOK Financial is a very large bank with $32 billion in assets as well as deposits totaling $22 billion. It manages $755 million in total assets among its 2,650 client accounts, placing it among the bigger investment advisory firms in the United States by assets under management. For example, front running is when a financial professional buys or sell securities ahead of their client. Full Service Banking Markets. investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. And our financial advisors can help. As a result, we do not support personal reviews on the site. At BOK Financial Advisors, you’ll find all the capabilities you need to create a personal investment strategy and put your money to work for you. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds, cross-selling of commissioned insurance products, and the sale of proprietary investment products. When we manage money for you directly through an account at BOK Financial Advisors, an asset management fee applies. BOK Financial Advisors, registered in 1997, is a Registered Investment Advisor (RIA) in 49 state (s) with a licensed staff of 164 advisors. Bok Financial Advisors is a financial advisor firm that has its headquarters in Tulsa, Oklahoma. Note: Do not use hyphens when entering your User ID. BOK Financial (BOKF), Headquartered in Tulsa, Oklahoma, BOK Financial Corporation (NASDAQ: BOKF) is a top 25 U.S.-based financial services holding company with operations in ten states – Oklahoma, Texas, Arkansas, Arizona, Colorado, Kansas/Missouri, New Mexico, Nebraska and Wisconsin. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). When Bok Financial wanted to add digital advice to its offerings, it decided it had to do more than just launch a robo advisor. Careers. Learn more. While BOK Financial Advisors advises clients across a variety of portfolio sizes, the average client balance is currently $285,352. Insurance represents an essential component of a comprehensive financial plan. Its Texas Ratio is 5.44%, denoting that BOK Financial is in fine financial shape and improbable to fail. © 2020 Reink Media Group LLC. Checks take place monthly. BOK Financial Corporation is a bank holding company headquartered in the BOK Tower in Tulsa, Oklahoma.The company is 60% owned by George Kaiser, who acquired the bank in 1991 from the FDIC.It is the largest bank in Oklahoma, with 14% of the total deposits in the state.As of December 17, 2017, 17% of its loan portfolio was to borrowers in the petroleum industry. As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for BOK Financial Advisors: Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Read our blog on how to build and acquire wealth. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation"). This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. BOK Financial Advisors recommends proprietary investments and products that could generate larger commissions than other similar non-proprietary products. A free inside look at BOK Financial salary trends based on 596 salaries wages for 365 jobs at BOK Financial. Is the firm’s purpose to provide you financial planning and ongoing advice or to sell commission-based products to its clients? Learn more. Financial plans and investment portfolios are always unique to the client's personal financial situation. BOK Financial (NASDAQ: BOKF) traces its roots to 1910. You can't control interest rates or the stock market, but you can control when you start and how much you save. Bryan Peake is a Broker registered with BOK Financial Advisors. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is BOK Financial is a strong and stable partner with more than $31 billion in assets and 4,700 employees in eleven states, with services throughout the nation. *Securities, insurance and advisory services offered through BOK Financial Securities, Inc., member FINRA/SIPC and a subsidary of BOK Financial Corporation. At BOK Financial, we believe clients always come first. Page 8 of 8 . A---Date (-1 FINANCIAL DISCLOSURE REPORT Name or Person Reortg Date or Reort . Find the Solution Right for You. Bok Financial Private Wealth, Inc has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Our team of financial planning professionals will help you make sound decisions about money that can help you reach your life’s goals. A great career starts here! Explore our many opportunities to develop and advance your professional skills: jobs.bokf.com. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Both entries are case sensitive. View the BOK Financial Advisors profile(s) for more questions to ask. Visit Site After checking the disciplinary records of BOK Financial Advisors, our system has identified the following question(s) to ask. X. From IRAs and 401(k)s to annuities and education savings accounts, there are a number of investment options for you to choose from. Currently BOK Financial Advisors actively practices as insurance brokers or agents, or they are affiliated with an insurance company or agency. Salaries posted anonymously by BOK Financial employees. BOK Financial Advisors is headquartered in Tulsa, OK. BOK Financial Advisors offers financial advisor services in 49 states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. Bok Financial Private Wealth, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Salaries posted anonymously by BOK Financial employees. Albuquerque Arizona Arkansas Colorado … Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). 440 Louisiana St, Suite 2500 Houston, TX 77002 Phone: 1-800-969-6264 Fax: 713-228-3445 Email: questions@bokf.com It controls $755.3 million in assets over 2,650 accounts, making it one of the larger investment advisory firms in the nation by assets under management (AUM). BOK Financial Advisors, registered in 1997, serves 49 state(s) with a licensed staff of 164 advisors. They operate 2 private funds and have approximately $648 million in total assets under management (AUM). Bank: Rockland Trust TPM: LPL Financial Location: Rockland, Massachusetts 2017 AUM: $140.1 million 2016 AUM: $135 million 2017 Production: $1.1 million BOK Financial Corporation is a $26 billion regional financial services company based in Tulsa, Okla. Services may be offered under our trade name, BOK Financial Advisors. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. Bok Financial Advisors is an Oklahoma Tradename filed on December 27, 1985. This could be detrimental to a client during down markets. To meet your goals in life, you need a plan. *SEC data last verified 12/10/2020. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their retail clients. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process. Our advisors are here to help you every step of the way, with a personalized, holistic approach to financial planning and investing. It provides a wide array of banking, fiduciary and investment services through our regional bank brands, a broker dealer, four registered investment advisor firms and an electronic funds network. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. Additionally, BOK Financial is FDIC-insured, meaning that your money is insured up to $250,000, even in the event of bank failure. Financial Planning; Business Transition Planning; Education Planning; Investing and Insurance. Investment Services ; Retirement Planning; Insurance; Private Wealth. At BOK Financial Advisors, you’ll find all the capabilities you need to create a personal investment strategy and put your money to work for you. Financial Planning. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response. Muskogee Branch. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Guarantees associated with an insurance policy, such as the life insurance benefit, are based on the claims paying ability of the issuing company, not BOK Financial Advisors, and do not apply to the investment performance or safety of the underlying investment options. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. BOK Financial is a very large bank with $32 billion in assets as well as deposits totaling $22 billion. And in today’s complex financial world, you may feel that planning for the future is more complicated and difficult than it’s ever been. AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY. Professional Summary. Address: 215 State Street Muskogee, OK 74401: Get Directions: Today's Hours: Lobby: 10:00 AM - 04:00 PM More Branch Hours ... 2. This relationship could introduce bias where a firm and its advisors may push those products over others that may have a more favorable performance with which they are not affiliated. The company's filing status is listed as In Existence and its File Number is 1900440142. 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